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Francine Frechter

Stifel, Nicolaus & Company, Incorporated
42 Years of Experience
Garden City, NY
3 DisclosuresBroker
View SEC Summary
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Francine Frechter is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Garden City, NY, with 42 years of industry experience. Francine is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1225 Franklin Avenue, Suite 150, Garden City, NY, 11530

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
December 2013
Customer Dispute
November 2013
Settled
Customer Dispute
March 2004
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Francine is a trustee for the non-profit Yeshive Bachurei Chemed, dispersing funds to Israel. This activity requires minimal time.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
March 2019 - Present · 7 yrs 7 mos
Stifel, Nicolaus & Company, IncorporatedBroker
January 2014 - Present · 12 yrs 9 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
June 2009 - January 2014 · 4 yrs 7 mos
Citigroup Global Markets INC.Broker
December 2000 - June 2009 · 8 yrs 6 mos
Dean Witter Reynolds INC.Broker
September 1986 - December 2000 · 14 yrs 3 mos
Macpeg, Ross, O'connell & Goldaber, INC.Broker
January 1984 - September 1986 · 2 yrs 8 mos
State Registrations15 states
AZCACTDEFLGAMEMNNJNYOHTXVAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Francine Frechter - Financial Advisor | TrueAdvisor