Norman Fishbein
Norman Fishbein is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Garden City, NY, with 58 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
1225 Franklin Avenue, Suite 150, Garden City, NY, 11530
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2004Customer Dispute
December 1985Regulatory
November 1975Other Business Activities
Norman is a board member of the United Cerebral Palsy Foundation. This activity is not investment-related.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Ryan Beck & CO.
Ryan Beck & CO.Broker
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
Shearson Hayden Stone INC.Broker
Shearson Hayden Stone INC.Broker
Hayden Stone INC.Broker
Weis Securities, INC.Broker
Shoenberg, Hieber INC.Broker
Ernst & CompanyBroker
Muller and CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.