Eric Richter
Eric Richter is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Garden City, NY, with 30 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
1225 Franklin Avenue, Suite 150, Garden City, NY, 11530
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2024Customer Dispute
October 2022Other Business Activities
Eric is a trustee for The Chemotherapy Foundation, where he is involved in fundraising for cancer research. He dedicates a few hours per week to this activity.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Ryan Beck & CO.Broker
E*trade Professional Trading, LLCBroker
Cantor Fitzgerald PartnersBroker
Cantor Fitzgerald SecuritiesBroker
Gruntal & CO. IncorporatedBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.