CN
CFP
CN
CFP

Charles Noparstak

40 Years of Experience
Deerfield, IL
1 DisclosureBrokerSells Insurance

Charles Noparstak is a CFP-designated registered investment advisor at LPL Financial LLC, based in Deerfield, IL, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

570 Lake Cook Rd Ste 101, Deerfield, IL, 60015

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2003
Denied
Other Business ActivitiesSells Insurance

Charles sells non-variable insurance since 1985, dedicating minimal time to it. He also owns Charles M Noparstak & Associates LTD for tax/investment purposes and operates Equitrust Financial Group LTD as a DBA for his LPL business.

Employment History
Current Registrations
LPL Financial LLC
June 2020 - Present · 6 yrs 3 mos
LPL Financial LLCBroker
June 2020 - Present · 6 yrs 3 mos
Previous Registrations
Equitrust Financial Group, LTD.
November 1997 - December 2020 · 23 yrs 1 mo
Securities America, INC.Broker
July 1991 - June 2020 · 28 yrs 11 mos
Chubb Securities CorporationBroker
April 1985 - July 1991 · 6 yrs 3 mos
State Registrations25 states
AZCACODCFLGAILINKYMDMIMNNCNENHNJNVOHORPASCTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.