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CFP
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CFP

Ross Krause

LPL Financial LLC
10 Years of Experience
Northbrook, IL
BrokerSells Insurance
View SEC Summary
View SEC Summary

Ross Krause is a CFP-designated registered investment advisor at LPL Financial LLC, based in Northbrook, IL, with 10 years of industry experience. Ross is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Northbrook, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Ross is an insurance agent selling LTC and disability insurance, dedicating minimal time to it. He also operates Atkinson Wealth Strategies as a DBA for his LPL business full-time, and works as a freelance writer for about 10-20% of his time.

Employment History
Current Registrations
LPL Financial LLC
November 2020 - Present · 5 yrs 11 mos
LPL Financial LLCBroker
August 2020 - Present · 6 yrs 2 mos
Previous Registrations
Triad Investment Management
September 2020 - November 2020 · 2 mos
MML Investors Services, LLC
July 2018 - August 2020 · 2 yrs 1 mo
MML Investors Services, LLCBroker
July 2018 - August 2020 · 2 yrs 1 mo
Edward JonesBroker
March 2016 - July 2018 · 2 yrs 4 mos
Edward Jones
March 2016 - July 2018 · 2 yrs 4 mos
Northwestern Mutual Investment Services,llc
December 2015 - January 2016 · 1 mo
Northwestern Mutual Investment Services, LLCBroker
November 2015 - January 2016 · 2 mos
State Registrations7 states
CAFLILPATXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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