Donald Mahoney
Donald Mahoney is a registered investment advisor at UBS Financial Services INC., based in Philadelphia, PA, with 16 years of industry experience. Donald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
1735 Market Street, 44th Floor, Philadelphia, PA, 19103
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2022Employment Separation After Allegations
March 1987Other Business Activities
Donald is a board member of the How I Decide Foundation and an ambassador council member for the Alliance for Decision Education, both educational organizations. He dedicates minimal time to these activities.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Barclays Capital INC.
Barclays Capital INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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