Kenneth Catanella
Kenneth Catanella is a registered investment advisor at UBS Financial Services INC., based in Philadelphia, PA, with 51 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
1735 MARKET STREET, 44th Floor, Mellon Bank Ctr., Philadelphia, PA, 19103
Get directionsHistory
Regulatory History (14)
Customer Dispute
January 1992Customer Dispute
December 1987Regulatory
September 1984Customer Dispute
August 1984Customer Dispute
August 1983Customer Dispute
August 1983Customer Dispute
March 1983Customer Dispute
March 1983Customer Dispute
January 1983Customer Dispute
January 1983Customer Dispute
November 1982Customer Dispute
July 1982Customer Dispute
April 1974Regulatory
September 1969Other Business Activities
Kenneth is a trustee and member of the marketing committee for the Pennsylvania Academy of Fine Arts since 2011. He is also a board member for Cool Cars for Kids Inc, a charity supporting children with rare diagnoses, and assists in planning their annual car show.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
Shearson, Hammill & CO., IncorporatedBroker
Paine, Webber, Jackson & Curtis IncorporatedBroker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.