Kenneth Catanella
Kenneth Catanella is a registered investment advisor at UBS Financial Services INC., based in Philadelphia, PA, with 51 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
1735 MARKET STREET, 44th Floor, Mellon Bank Ctr., Philadelphia, PA, 19103
Get directionsHistory
Regulatory History (14)
Customer Dispute
January 1992Customer Dispute
December 1987Regulatory
September 1984Customer Dispute
August 1984Customer Dispute
August 1983Customer Dispute
August 1983Customer Dispute
March 1983Customer Dispute
March 1983Customer Dispute
January 1983Customer Dispute
January 1983Customer Dispute
November 1982Customer Dispute
July 1982Customer Dispute
April 1974Regulatory
September 1969Other Business Activities
Kenneth is a trustee and member of the marketing committee for the Pennsylvania Academy of Fine Arts since 2011. He is also a board member for Cool Cars for Kids Inc, a charity supporting children with rare diagnoses, and assists in planning their annual car show.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
Shearson, Hammill & CO., IncorporatedBroker
Paine, Webber, Jackson & Curtis IncorporatedBroker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Daniel SilverbergUBS Financial Services INC.
- Dominick Daniele, CFPUBS Financial Services INC.
- Brian Binkley, CFAUBS Financial Services INC.
- Donald MahoneyUBS Financial Services INC.
- Michael GreenlyUBS Financial Services INC.
- James Travis, CFPUBS Financial Services INC.