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Lisa Doche

Robert W. Baird & CO. Incorporated
42 Years of Experience
Scottsdale, AZ
1 DisclosureBroker
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Lisa Doche is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Scottsdale, AZ, with 42 years of industry experience. Lisa is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

14648 N Scottsdale Rd, Ste 175, Scottsdale, AZ, 85254

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2000
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Lisa is a board member of Sandflower HOA since August 2022, dedicating minimal time to this role. This activity is not investment-related.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
March 2021 - Present · 5 yrs 7 mos
Robert W. Baird & CO. IncorporatedBroker
March 2021 - Present · 5 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2003 - March 2021 · 17 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
September 1990 - March 2021 · 30 yrs 6 mos
Wachovia Securities, INC.
September 1990 - December 2002 · 12 yrs 3 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
February 1988 - September 1990 · 2 yrs 7 mos
Boettcher & Company, INC.Broker
March 1987 - February 1988 · 11 mos
Dean Witter Reynolds INC.Broker
July 1984 - April 1987 · 2 yrs 9 mos
State Registrations39 states
AKALAZCACOFLHIIAIDILINKSKYLAMAMDMEMIMNMOMTNCNJNMNVNYOHORPARISDTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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