KD
KD

Kirk Diller

31 Years of Experience
Scottsdale, AZ
1 DisclosureBroker

Kirk Diller is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Scottsdale, AZ, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

15211 N Kierland Blvd, Ste 300, Scottsdale, AZ, 85254

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2008
Settled
Other Business Activities

Kirk is involved with Chester Boure LLC, a rental property, dedicating minimal time to it. This activity is not investment-related.

Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
October 2017 - Present · 8 yrs 11 mos
Robert W. Baird & CO. Incorporated
October 2017 - Present · 8 yrs 11 mos
Previous Registrations
Morgan Stanley
June 2009 - October 2017 · 8 yrs 4 mos
Morgan StanleyBroker
June 2009 - October 2017 · 8 yrs 4 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
September 2006 - April 2007 · 7 mos
Morgan Stanley Dw INC.Broker
August 1994 - April 2007 · 12 yrs 8 mos
State Registrations44 states
AKALARAZCACOCTFLGAIAIDILINKSKYLAMAMDMEMIMNMOMTNCNDNENJNMNVNYOHOKORPASCSDTNTXUTVAVirgin IslandsWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.