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Bradley Lundquist

Robert W. Baird & CO. Incorporated
31 Years of Experience
Scottsdale, AZ
4 DisclosuresBroker
View SEC Summary
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Bradley Lundquist is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Scottsdale, AZ, with 31 years of industry experience. Bradley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

14648 N Scottsdale Rd, Ste 175, Scottsdale, AZ, 85254

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2010
Settled
Customer Dispute
May 2009
Settled
Customer Dispute
December 2007
Denied
Customer Dispute
March 1998
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
March 2009 - Present · 17 yrs 7 mos
Robert W. Baird & CO. IncorporatedBroker
March 2009 - Present · 17 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2006 - March 2009 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2006 - March 2009 · 2 yrs 5 mos
Wachovia Securities, LLC
March 2002 - October 2006 · 4 yrs 7 mos
Wachovia Securities, LLCBroker
March 2002 - October 2006 · 4 yrs 7 mos
Wells Fargo Investments, LLCBroker
December 2000 - April 2002 · 1 yr 4 mos
Wells Fargo Brokerage Services, L.L.C.Broker
December 1999 - December 2000 · 1 yr
Wells Fargo Securities INC.Broker
May 1999 - May 2001 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1994 - May 1999 · 4 yrs 6 mos
State Registrations21 states
AZCACOFLGAILMIMNMOMTNMNVNYOHPASCTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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