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CFP · ChFC
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CFP · ChFC

Vernon Klassen

VALIC Financial Advisors, INC.
36 Years of Experience
Lynnwood, WA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Vernon Klassen is a CFP, ChFC-designated registered investment advisor at VALIC Financial Advisors, INC., based in Lynnwood, WA, with 36 years of industry experience. Vernon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 293,026 clients with $29B in assets under management.

VALIC Financial Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1254 advisors
IM Fee
Planning only
Assets Under Management
$29.2B

Fee Structure

Minimum Investment:None

VALIC Financial Advisors offers ongoing subscription-based financial planning services that renew annually and include periodic updates to your financial plan as your needs or life events change.

  • One-time financial plan — Up to $5,000 annually, customized to your financial situation and goals.
  • Project-based consulting services — Up to $7,500 annually for specific financial consulting projects.
  • Combined plan and consulting services — Total combined fee will not exceed $10,000 annually.
Annual Retainer:Up to $5,000/year
One-Time Plan:Up to $5,000
View Full SEC Brochure

Location

4208 198th Street S.W., Suite 101A, Lynnwood, WA, 98036

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Vernon is an agent for group health benefits, individual health plans, and Medicare health plans, spending a few hours per week on this. He also works as an agent for AGIA, selling non-securities insurance products, dedicating a few hours per week.

Employment History
Current Registrations
VALIC Financial Advisors, INC.
April 2010 - Present · 16 yrs 6 mos
VALIC Financial Advisors, INC.Broker
April 2010 - Present · 16 yrs 6 mos
Previous Registrations
Kms Financial Services, INC
April 2009 - April 2010 · 1 yr
Kms Financial Services, INC.Broker
October 2008 - April 2010 · 1 yr 6 mos
Allstate Financial Services, LLCBroker
August 2000 - October 2008 · 8 yrs 2 mos
Pacific West Securities, INC.Broker
May 1997 - January 2000 · 2 yrs 8 mos
Transamerica Financial Resources, INC.Broker
November 1994 - December 1996 · 2 yrs 1 mo
Pruco Securities CorporationBroker
September 1988 - May 1994 · 5 yrs 8 mos
The Prudential Insurance Company of AmericaBroker
September 1988 - December 1993 · 5 yrs 3 mos
First Investors CorporationBroker
February 1984 - May 1984 · 3 mos
State Registrations12 states
AZFLIDKSMDMIMNMTNVTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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