Steven Klein
Steven Klein is a registered investment advisor at Wells Fargo Advisors, based in Florham Park, NJ, with 42 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
200 Campus Dr, Ste 220, Florham Park, NJ, 07932
Get directionsHistory
Regulatory History (4)
Customer Dispute
August 2013Customer Dispute
March 2003Customer Dispute
December 2002Customer Dispute
July 1994Other Business Activities
Steven is the executor for his brother's estate and owns two rental properties. These activities are investment-related and require minimal time.
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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