HN
HN

Harry Neufeld

35 Years of Experience
Florham Park, NJ
1 DisclosureBroker

Harry Neufeld is a registered investment advisor at Wells Fargo Advisors, based in Florham Park, NJ, with 35 years of industry experience. Harry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

200 Campus Dr, Ste 220, Florham Park, NJ, 07932

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1998
Denied
Other Business Activities

Harry serves as power of attorney for his mother and father, starting in 2023 and 2032 respectively. He spends minimal time on these investment-related activities.

Employment History
Current Registrations
Wells Fargo Advisors
March 2013 - Present · 13 yrs 7 mos
Wells Fargo Clearing Services, LLC
March 2013 - Present · 13 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
March 2013 - Present · 13 yrs 7 mos
Previous Registrations
RBC Capital Markets, LLC
October 2009 - April 2013 · 3 yrs 6 mos
RBC Capital Markets, LLCBroker
October 2009 - April 2013 · 3 yrs 6 mos
J. B. Hanauer & CO.
June 2003 - October 2009 · 6 yrs 4 mos
J. B. Hanauer & CO.Broker
August 2002 - October 2009 · 7 yrs 2 mos
RBC Dain Rauscher INC.
May 2002 - September 2002 · 4 mos
RBC Dain Rauscher INC.Broker
March 2002 - September 2002 · 6 mos
Tucker Anthony IncorporatedBroker
September 1999 - March 2002 · 2 yrs 6 mos
Gibraltar Securities CO.Broker
March 1991 - September 1999 · 8 yrs 6 mos
State Registrations20 states
AZCACTDEFLGAMAMDMTNCNENHNJNMNYOHPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors