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William Thomas

Wells Fargo Advisors
26 Years of Experience
Florham Park, NJ
1 DisclosureBroker
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William Thomas is a registered investment advisor at Wells Fargo Advisors, based in Florham Park, NJ, with 26 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

200 Campus Dr, Ste 220, Florham Park, NJ, 07932

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2009
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
May 2026 - Present · 5 mos
Wells Fargo Advisors
May 2026 - Present · 5 mos
Previous Registrations
Morgan StanleyBroker
June 2021 - August 2023 · 2 yrs 2 mos
Morgan Stanley
June 2021 - August 2023 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2014 - June 2021 · 6 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2014 - June 2021 · 6 yrs 8 mos
New England SecuritiesBroker
November 2012 - October 2014 · 1 yr 11 mos
Metlife Securities INC.
January 2011 - October 2014 · 3 yrs 9 mos
Metlife Securities INC.Broker
October 2010 - October 2014 · 4 yrs
Wells Fargo Advisors, LLC
February 2006 - October 2010 · 4 yrs 8 mos
Wells Fargo Advisors, LLCBroker
February 2006 - October 2010 · 4 yrs 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
January 2003 - March 2006 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2001 - March 2006 · 4 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1996 - April 2001 · 4 yrs 8 mos
State Registrations17 states
DCFLILKYMIMNMSMTNENJOKSCSDTXVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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