GP
GP

Gordon Pascale

42 Years of Experience
Garden City, NY
2 DisclosuresBroker

Gordon Pascale is a registered investment advisor at Morgan Stanley, based in Garden City, NY, with 42 years of industry experience. Gordon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

1200 Franklin Avenue, 2nd Floor, Garden City, NY, 11530

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2006
Settled
Customer Dispute
August 2002
Denied
Other Business Activities

Gordon is a partner at The Island Group LLC, a rental property business, since February 2023. He spends a few hours per week on this activity.

Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs 5 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Citigroup Global Markets INC.Broker
March 2005 - June 2009 · 4 yrs 3 mos
Deutsche Bank Securities INC.Broker
January 2001 - April 2005 · 4 yrs 3 mos
Db Alex. Brown LLCBroker
December 1997 - January 2001 · 3 yrs 1 mo
Bt Brokerage CorporationBroker
March 1994 - December 1997 · 3 yrs 9 mos
Oppenheimer & CO., INC.Broker
November 1987 - February 1994 · 6 yrs 3 mos
The Stuart-James Company, INC.Broker
November 1984 - November 1987 · 3 yrs
Mclaughlin, Piven, Vogel INC.Broker
February 1984 - November 1984 · 9 mos
State Registrations26 states
ALAZCACOCTDCDEFLGAMAMDMEMONCNHNJNVNYOHPASCTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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