Robert Beck
Robert Beck is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Center Valley, PA, with 42 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
3701 Corporate Parkway, Suite 110, Center Valley, PA, 18034
Get directionsHistory
Regulatory History (10)
Customer Dispute
October 2008Customer Dispute
October 2008Customer Dispute
September 2008Customer Dispute
September 2008Customer Dispute
September 2008Customer Dispute
September 2008Customer Dispute
September 2008Customer Dispute
August 2005Customer Dispute
October 2003Customer Dispute
October 2001Other Business Activities
Robert is on the Board of Governors and Membership Committee for the Society of Seniors, a senior national golf organization, and serves as Treasurer for another branch of the Society of Seniors. He also owns rental property. These activities take minimal time and are mostly not investment-related.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
First Union Securities, INC.Broker
First Union Capital Markets CORP.Broker
Gruntal & CO., L.L.C.Broker
Prudential Securities IncorporatedBroker
Lehman Brothers INC.Broker
Gruntal & CO. IncorporatedBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.