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Kenneth Mackenzie

Stifel, Nicolaus & Company, Incorporated
29 Years of Experience
Center Valley, PA
1 DisclosureBroker
View SEC Summary
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Kenneth Mackenzie is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Center Valley, PA, with 29 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3701 Corporate Parkway, Suite 110, Center Valley, PA, 18034

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
January 2006
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kenneth co-owns a beach house in Bethany Beach, DE, dedicating minimal time annually. He is also a board member and founder of the Executive Forum of the Lehigh Valley, spending a few hours per week on board-level discussions and decision-making.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
December 2007 - Present · 18 yrs 10 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 2007 - Present · 19 yrs 3 mos
Previous Registrations
Ryan Beck & CO.Broker
January 2006 - July 2007 · 1 yr 6 mos
A. G. Edwards & Sons, INC.Broker
August 2001 - February 2006 · 4 yrs 6 mos
Morgan Stanley Dw INC.Broker
November 1996 - July 2001 · 4 yrs 8 mos
State Registrations28 states
ALCACOCTDEFLGAHIIDILINMAMDMIMONCNDNJNYOHPASCSDTNTXUTVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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