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CFP
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CFP

Todd Harvey

Stifel, Nicolaus & Company, Incorporated
32 Years of Experience
Center Valley, PA
Broker
View SEC Summary
View SEC Summary

Todd Harvey is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Center Valley, PA, with 32 years of industry experience. Todd is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3352 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3701 Corporate Parkway, Suite 110, Center Valley, PA, 18034

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
May 2009 - Present · 17 yrs 5 mos
Stifel, Nicolaus & Company, IncorporatedBroker
May 2009 - Present · 17 yrs 5 mos
Previous Registrations
Citigroup Global Markets INC.Broker
February 2006 - May 2009 · 3 yrs 3 mos
Legg Mason Wood Walker, IncorporatedBroker
May 1995 - February 2006 · 10 yrs 9 mos
Forth Financial Securities, CorporationBroker
February 1988 - May 1989 · 1 yr 3 mos
First Investors CorporationBroker
June 1987 - June 1987 · 0 mos
State Registrations20 states
AZCACODCDEFLKYLAMDMIMNMOMTNCNJNMNYOKPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Center Valley, PA →All financial advisors in Pennsylvania →