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Mary Abundo

Thrivent Investment Management INC.
29 Years of Experience
Redondo Beach, CA
1 DisclosureBroker
View SEC Summary
View SEC Summary

Mary Abundo is a registered investment advisor at Thrivent Investment Management INC., based in Redondo Beach, CA, with 29 years of industry experience. Mary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 125,754 clients with $21B in assets under management.

Thrivent Investment Management INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3240 advisors
Number of Clients
125,754 clients
Average Client Portfolio
$165K average
Assets Under Management
$20.8B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.00%
$100K - $250K1.85%
$250K - $500K1.70%
$500K - $1.0M1.55%
$1.0M - $3.0M1.45%
$3.0M - $5.0M1.25%
$5.0M - $10.0M1.00%
$10M+0.90%

Fees are maximum annual percentages and vary by program type, household assets, and negotiation. Separately managed account programs have higher maximum fees (up to 2.50% for smaller accounts).

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Redondo Beach, CA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2005
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Thrivent Investment Management INC.Broker
September 2024 - Present · 2 yrs 1 mo
Thrivent Investment Management INC.
September 2024 - Present · 2 yrs 1 mo
Thrivent Advisor Network, LLC
October 2021 - Present · 5 yrs
Previous Registrations
Northern Lights Distributors, LLCBroker
October 2018 - October 2021 · 3 yrs
Counterpoint Asset Management LLC
July 2018 - March 2022 · 3 yrs 8 mos
Kestra Private Wealth Services, LLC
February 2014 - November 2017 · 3 yrs 9 mos
Kestra Investment Services, LLCBroker
February 2014 - January 2017 · 2 yrs 11 mos
Cetera Investment Services LLCBroker
September 2012 - August 2013 · 11 mos
Cetera Financial Specialists LLCBroker
August 2012 - August 2013 · 1 yr
Cetera Advisors LLCBroker
October 2004 - August 2013 · 8 yrs 10 mos
Ing Financial Partners, INC.Broker
October 2004 - July 2011 · 6 yrs 9 mos
Cetera Advisor Networks LLCBroker
January 2004 - August 2013 · 9 yrs 7 mos
Wachovia Securities, LLCBroker
May 1999 - October 2003 · 4 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1998 - June 1999 · 1 yr 4 mos
Amev Investors, INC.Broker
March 1989 - November 1989 · 8 mos
Bico Securities, INC.Broker
November 1988 - May 1989 · 6 mos
Central Securities, INC.Broker
August 1986 - February 1987 · 6 mos
Shuman, Orth & Company, INC.Broker
March 1986 - September 1986 · 6 mos
Angeles Securities CorporationBroker
March 1984 - August 1984 · 5 mos
State Registrations1 state
CA
Advisor

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Exams
No exam information available for this advisor.
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Mary Abundo - Financial Advisor | TrueAdvisor