Stephen Parker is a registered investment advisor at Tsn Management INC., based in New York, NY, with 38 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2 clients with $200K in assets under management.
Compensation
N/A
Firm Size
1 advisor
Number of Clients
2 clients
Average Client Portfolio
$100K average
Assets Under Management
$200K
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5M+ | 0.89% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
New York, NY
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Tsn Management INC.
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
Tsn Management INC.
May 2022 - December 2022 · 7 mos
Cape Securities INC.Broker
September 2021 - July 2022 · 10 mos
Cape Securities INC.Broker
September 2017 - June 2020 · 2 yrs 9 mos
Dawson James Securities, INC.Broker
May 2014 - October 2017 · 3 yrs 5 mos
Dinosaur Securities, L.L.C.Broker
July 2013 - May 2014 · 10 mos
G-2 Trading,llcBroker
January 2013 - February 2013 · 1 mo
Oppenheimer & CO. INC.
July 2011 - April 2012 · 9 mos
Oppenheimer & CO. INC.Broker
June 2011 - April 2012 · 10 mos
Avatar Securities, LLCBroker
May 2011 - June 2011 · 1 mo
Echotrade LLCBroker
December 2008 - December 2010 · 2 yrs
Echotrade LLCBroker
September 2007 - November 2008 · 1 yr 2 mos
Deutsche Bank Securities INC.Broker
February 2007 - October 2007 · 8 mos
Generic Trading of Philadelphia, LLCBroker
April 2006 - January 2007 · 9 mos
Carlin Equities CORP.Broker
January 2004 - March 2005 · 1 yr 2 mos
Cantor, Weiss & Friedner, INC.Broker
June 2000 - January 2004 · 3 yrs 7 mos
UBS Warburg LLCBroker
July 1998 - June 2000 · 1 yr 11 mos
Prudential Securities IncorporatedBroker
January 1995 - July 1998 · 3 yrs 6 mos
Cs First Boston CorporationBroker
March 1993 - January 1995 · 1 yr 10 mos
Painewebber IncorporatedBroker
January 1991 - April 1993 · 2 yrs 3 mos
Rotan Mosle INC.Broker
January 1990 - January 1991 · 1 yr
Smith Barney, Harris Upham & CO., IncorporatedBroker
January 1988 - January 1990 · 2 yrs
Oppenheimer & CO., INC.Broker
July 1985 - January 1988 · 2 yrs 6 mos
Dean Witter Reynolds INC.Broker
April 1983 - July 1985 · 2 yrs 3 mos
State Registrations1 state
NY
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.