William Surdovel
William Surdovel is a registered investment advisor at UBS Financial Services INC., based in Wall, NJ, with 42 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
2107 Route 34, Suite 102, Wall, NJ, 07719
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2003Other Business Activities
William officiates football games for the NCAA through ECFOA, Inc., dedicating about 10-20% of his time to this activity since 1999. He also works with the NY Giants and NJSIAA since 2014.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Fahnestock & CO. INC.Broker
Bevill, Bresler & Schulman IncorporatedBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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