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Maria Farhat-Tanzola

UBS Financial Services INC.
25 Years of Experience
Wall, NJ
1 DisclosureBroker
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Maria Farhat-Tanzola is a registered investment advisor at UBS Financial Services INC., based in Wall, NJ, with 25 years of industry experience. Maria is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location

2107 Route 34, Suite 102, Wall, NJ, 07719

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2015
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Maria manages a real estate rental property through Shanagolden, LLC since 2016. She also serves on the Board of Directors for Girl Scouts of The Jersey Shore (since 2015) and Monmouth Park Charity Fund (since 2016).

Employment History
Current Registrations
UBS Financial Services INC.Broker
January 2012 - Present · 14 yrs 9 mos
UBS Financial Services INC.
January 2012 - Present · 14 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - December 2011 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - December 2011 · 2 yrs 2 mos
Banc of America Investment Services, INC.
September 2005 - October 2009 · 4 yrs 1 mo
Banc of America Investment Services, INC.Broker
August 2005 - October 2009 · 4 yrs 2 mos
PNC Capital Markets, INC.Broker
June 2001 - July 2005 · 4 yrs 1 mo
J.J.B. Hilliard, W.L. Lyons, INC.Broker
October 2000 - June 2001 · 8 mos
State Registrations34 states
ALAZCACOCTDCDEFLGAHIILKSMAMDMEMIMNMOMSNCNHNJNVNYOHPASCSDTXUTVAVTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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