Brian Wells is a CFP-designated registered investment advisor at Morgan Stanley, based in Williamsville, NY, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
450 Essjay Road, Suite 100, Williamsville, NY, 14221
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
August 2020 - Present · 5 yrs 11 mos
Morgan Stanley
August 2020 - Present · 5 yrs 11 mos
Previous Registrations
UBS Financial Services INC.Broker
November 2008 - September 2020 · 11 yrs 10 mos
UBS Financial Services INC.
November 2008 - September 2020 · 11 yrs 10 mos
Morgan Stanley & CO. Incorporated
April 2007 - December 2008 · 1 yr 8 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - December 2008 · 1 yr 8 mos
Morgan Stanley
May 2006 - April 2007 · 11 mos
Morgan Stanley Dw INC.Broker
October 2000 - April 2007 · 6 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
September 1984 - October 2000 · 16 yrs 1 mo
L. F. Rothschild, Unterberg, TowbinBroker
July 1984 - September 1984 · 2 mos
First Jersey Securities, INC.Broker
March 1984 - April 1984 · 1 mo
State Registrations37 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.