MG
MG
Michael Ganguzza
24 Years of Experience
Williamsville, NY
1 DisclosureBroker
Michael Ganguzza is a registered investment advisor at Morgan Stanley, based in Williamsville, NY, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
450 Essjay Road, Suite 100, Williamsville, NY, 14221
Get directionsHistory
Regulatory History (1)
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Criminal
July 1999Final Disposition
Other Business Activities
Michael is a member of the Pittsford Town environmental board since February 2019, advising the Town Board and Planning Board on environmental issues. This takes minimal time outside of business hours.
Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan Stanley
December 2015 - Present · 10 yrs 5 mos
Morgan StanleyBroker
December 2015 - Present · 10 yrs 5 mos
Previous Registrations
UBS Financial Services INC.
June 2014 - December 2015 · 1 yr 6 mos
UBS Financial Services INC.Broker
February 2009 - December 2015 · 6 yrs 10 mos
Citigroup Global Markets INC.Broker
September 2003 - March 2009 · 5 yrs 6 mos
Retirement System Distributors INC.Broker
August 2001 - August 2003 · 2 yrs
Prudential Investment Management Services LLCBroker
August 2000 - November 2000 · 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.