PW
PW
Peter Waterloo
41 Years of Experience
San Francisco, CA
3 DisclosuresBroker
Peter Waterloo is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
555 California Street, 35th Floor, San Francisco, CA, 94104
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2009Settled
Customer Dispute
January 2005Settled
Customer Dispute
October 2002Denied
Other Business Activities
Peter is the Secretary of TaylorSF Inc, a private company that buys, develops, and sells residential real estate. He spends minimal time on this investment-related activity outside of business hours.
Employment History
Current Registrations
Morgan Stanley
June 2018 - Present · 7 yrs 11 mos
Morgan StanleyBroker
June 2018 - Present · 7 yrs 11 mos
Morgan Stanley
June 2018 - Present · 7 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
October 2008 - June 2018 · 9 yrs 8 mos
UBS Financial Services INC.Broker
October 2008 - June 2018 · 9 yrs 8 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - November 2008 · 1 yr 7 mos
Morgan Stanley & CO. Incorporated
April 2007 - November 2008 · 1 yr 7 mos
Morgan Stanley
July 1997 - April 2007 · 9 yrs 9 mos
Morgan Stanley Dw INC.Broker
November 1994 - April 2007 · 12 yrs 5 mos
Lehman Brothers INC.Broker
June 1987 - November 1994 · 7 yrs 5 mos
Dean Witter Reynolds INC.Broker
April 1984 - July 1987 · 3 yrs 3 mos
State Registrations37 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.