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Demetrio Kerrison

UBS Financial Services INC.
35 Years of Experience
Newport Beach, CA
2 DisclosuresBroker
View SEC Summary
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Demetrio Kerrison is a registered investment advisor at UBS Financial Services INC., based in Newport Beach, CA, with 35 years of industry experience. Demetrio is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

888 San Clemente Drive, Newport Beach, CA, 92660

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
January 2017
Final
Customer Dispute
December 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Demetrio owns Kerrison Art Consultancy, working as a contemporary art advisor/consultant for about 10-20% of his time. He is also the treasurer of the Noah Purifoy Foundation and a board member of the Hammer Museum, advising on cultural activities and art acquisitions.

Employment History
Current Registrations
UBS Financial Services INC.
September 2021 - Present · 5 yrs 1 mo
UBS Financial Services INC.Broker
March 2021 - Present · 5 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2018 - October 2018 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2018 - October 2018 · 5 mos
Cit Capital Securities LLCBroker
November 2015 - October 2016 · 11 mos
Morgan StanleyBroker
March 2015 - June 2015 · 3 mos
Morgan Stanley
March 2015 - June 2015 · 3 mos
UBS Financial Services INC.Broker
November 2010 - September 2014 · 3 yrs 10 mos
UBS Financial Services INC.
November 2010 - September 2014 · 3 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2003 - May 2009 · 5 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2003 - May 2009 · 5 yrs 10 mos
Citigroup Global Markets INC.
July 1997 - July 2003 · 6 yrs
Citigroup Global Markets INC.Broker
May 1989 - July 2003 · 14 yrs 2 mos
Drexel Burnham Lambert IncorporatedBroker
July 1988 - June 1989 · 11 mos
Cowen & CO.Broker
January 1988 - June 1988 · 5 mos
Oppenheimer & CO., INC.Broker
May 1986 - January 1988 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1984 - May 1986 · 2 yrs 1 mo
State Registrations10 states
AZCAFLMDMTNVNYTXVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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