Joseph Romano is a registered investment advisor at Eagle Wealth Advisors, based in Westport, CT, with 41 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 101 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Eagle Wealth Advisors charges a fee based on a percentage of the value of your investments. The fees are negotiable and on average range from 1.00% to 1.50% annually, charged quarterly in advance. On a client's explicit request, Eagle Wealth Advisors can offer the use of Third-Party Managers for portfolio management services, with a wrap fee ranging from 1.08% to 2.82%.
Location
Westport, CT
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joseph spends a few hours per week with Iconnexion Compaines, a banking/finance and marketing company. He also dedicates about half his time to MRD, LLC, a design-build lighting company, and nearly full-time to Eagle Wealth Advisors as an investment advisor managing accounts.
Employment History
Current Registrations
Eagle Wealth Advisors
Previous Registrations
Aegis Capital CORP.Broker
Aegis Capital CORP.
Jhs Capital Advisors, LLC
Jhs Capital Advisors, LLCBroker
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
AXA Advisors, LLCBroker
Mony Securities CorporationBroker
Mony Securities CorporationBroker
First Investors CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.