Joseph Romano is a registered investment advisor at Eagle Wealth Advisors, based in Westport, CT, with 42 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 101 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are negotiable and on average range from approximately 1.00% to 1.50% of assets under management. Bundled wrap fees for third-party managers like Envestnet average 1.08% to 2.82%.
Fee Estimator
Location
Westport, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Joseph spends a few hours per week with Iconnexion Compaines, a banking/finance and marketing company. He also dedicates about half his time to MRD, LLC, a design-build lighting company, and nearly full-time to Eagle Wealth Advisors as an investment advisor managing accounts.
Employment History
Current Registrations
Eagle Wealth Advisors
Previous Registrations
Aegis Capital CORP.Broker
Aegis Capital CORP.
Jhs Capital Advisors, LLC
Jhs Capital Advisors, LLCBroker
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
AXA Advisors, LLCBroker
Mony Securities CorporationBroker
Mony Securities CorporationBroker
First Investors CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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