SP
SP
Steven Pierce
41 Years of Experience
Mckinney, TX
2 Disclosures
Steven Pierce is a registered investment advisor at Oakmont Financial Services, L.L.C., based in Mckinney, TX, with 41 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 63 clients with $38M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
63 clients
Average Client Portfolio
$598K average
Assets Under Management
$37.7M
Fee Structure
Minimum Investment:$250K
Investment management only (planning not offered)
Oakmont Financial Services charges an annual fee, paid monthly, based on the assets in your account. The fee depends on whether your account is categorized as equity, fixed income, or balanced.
- Equity Accounts: 2.50% per year
- Fixed Income Accounts: 1.00% per year
- Balanced Accounts: 2.00% per year
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Location
Mckinney, TX
Get directionsHistory
Regulatory History (2)
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Customer Dispute
January 1990Award / Judgment
Customer Dispute
September 1989Settled
Employment History
Current Registrations
Oakmont Financial Services, L.L.C.
July 2001 - Present · 24 yrs 10 mos
Previous Registrations
Samco Financial Services, INC.Broker
July 2001 - April 2002 · 9 mos
Service Asset Management CompanyBroker
April 2000 - August 2001 · 1 yr 4 mos
Service Asset Management CompanyBroker
April 2000 - September 2000 · 5 mos
Sws Financial ServicesBroker
September 1996 - April 2000 · 3 yrs 7 mos
A. G. Edwards & Sons, INC.Broker
May 1986 - September 1996 · 10 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1984 - May 1986 · 1 yr 7 mos
Southwest Securities, INC.Broker
September 1984 - October 1984 · 1 mo
Institutional Equity CorporationBroker
May 1984 - September 1984 · 4 mos
State Registrations1 state
TX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.