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CFP
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CFP

David Goldberg

Spc
41 Years of Experience
Farmington Hills, MI
BrokerSells Insurance
View SEC Summary
View SEC Summary

David Goldberg is a CFP-designated registered investment advisor at Spc, based in Farmington Hills, MI, with 41 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 30,916 clients with $6.1B in assets under management.

Spc
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
474 advisors
Number of Clients
30,916 clients
Average Client Portfolio
$197K average
Assets Under Management
$6.1B

Fee Structure

Minimum Investment:$5.5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum annual advisory fee is 2.50%. Advisors set their own rates for each account up to this maximum limit. A 0.15% program fee is included within the total fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

37811 W. 12 Mile Rd, Suite 101, Farmington Hills, MI, 48331

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David sells various insurance products and prepares taxes as self-employed. He is also a co-trustee on the Milton E. Goldberg Family Trust, dedicating minimal time, and a Notary Public.

Employment History
Current Registrations
Spc
January 2006 - Present · 20 yrs 9 mos
Sigma Financial CorporationBroker
March 1999 - Present · 27 yrs 7 mos
Previous Registrations
Apex Capital, L.L.C.Broker
October 1997 - March 1999 · 1 yr 5 mos
East - West Capital CorporationBroker
July 1990 - November 1997 · 7 yrs 4 mos
Horizons International CorporationBroker
June 1989 - July 1990 · 1 yr 1 mo
Financial Network Investment CorporationBroker
May 1989 - June 1989 · 1 mo
Pennsylvania Securities CompanyBroker
May 1985 - May 1989 · 4 yrs
State Registrations14 states
AZCADEFLGAILINKSMINCNJNYOHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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