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Christopher Williams

Bfc Planning, INC.
42 Years of Experience
Tulsa, OK
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Christopher Williams is a registered investment advisor at Bfc Planning, INC., based in Tulsa, OK, with 42 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 7 more. Their firm serves 11,448 clients with $3.8B in assets under management.

Bfc Planning, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
231 advisors
Number of Clients
11,448 clients
Average Client Portfolio
$336K average
Assets Under Management
$3.8B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum allowable annual fee is 2.5% across most asset management programs. Actual fees are negotiable and vary by representative and platform. Specific sub-adviser and program fees apply depending on the chosen platform.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7136 S Yale Ave, Suite 300, Tulsa, OK, 74136

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2003
Denied
Customer Dispute
February 2000
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Christopher works as an insurance agent for American National Insurance, selling and servicing property & casualty and life insurance since 2011. This activity takes nearly full-time.

Employment History
Current Registrations
Bfc Planning, INC.
January 2018 - Present · 8 yrs 9 mos
Securities Management & Research, INC.Broker
January 2018 - Present · 8 yrs 9 mos
Previous Registrations
Bfc Planning, INC.
December 2013 - December 2017 · 4 yrs
Berthel, Fisher & Company Financial Services, INC.Broker
December 2011 - December 2017 · 6 yrs
Berthel Fisher & Company Financial Services, INC.
December 2011 - December 2013 · 2 yrs
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
March 2009 - October 2011 · 2 yrs 7 mos
Bancwest Investment Services, INC.Broker
March 2009 - October 2011 · 2 yrs 7 mos
Wachovia Securities, LLC
May 2002 - March 2009 · 6 yrs 10 mos
Wachovia Securities, LLCBroker
May 2002 - March 2009 · 6 yrs 10 mos
UBS Painewebber INC.
December 1993 - May 2002 · 8 yrs 5 mos
UBS Painewebber INC.Broker
March 1988 - May 2002 · 14 yrs 2 mos
Kidder, Peabody & CO. IncorporatedBroker
June 1984 - March 1988 · 3 yrs 9 mos
First Investors CorporationBroker
June 1984 - May 1985 · 11 mos
State Registrations1 state
OK
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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