TrueAdvisor
TrueAdvisor
JH
JH

James Healy

Eagle Strategies LLC
40 Years of Experience
Milwaukee, WI
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

James Healy is a registered investment advisor at Eagle Strategies LLC, based in Milwaukee, WI, with 40 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 133,900 clients with $32B in assets under management.

Eagle Strategies LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2490 advisors
Number of Clients
133,900 clients
Average Client Portfolio
$239K average
Assets Under Management
$32.0B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)

Eagle Strategies offers investment management through several programs where fees vary depending on the specific platform and services selected:

  • Retirement Plan Consulting Program — annual fees generally range up to 0.80% of plan assets or up to $100,000 for flat dollar amounts.
  • ERISA Investment Manager Program — annual fees generally range from 0.05% to 0.80% of plan assets or up to $100,000 for flat dollar amounts.
  • Co-Advisory Program — Eagle Strategies charges fees ranging from 0% to 1.25% of assets under management, which are paid in addition to the co-adviser's fees.
  • New York Life Premier Advisory Variable Annuity — advisory fees range from 0% to 1% of the policy's accumulation value per year.
View Full SEC Brochure

Location

135 South 84th St, Suite 400, Milwaukee, WI, 53214

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 1988
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

James is involved in insurance brokering with outside carriers, focusing on non-registered insurance products. This activity takes about a quarter of his time.

Employment History
Current Registrations
Eagle Strategies LLC
January 2020 - Present · 6 yrs 9 mos
Nylife Securities LLCBroker
January 2020 - Present · 6 yrs 9 mos
Previous Registrations
Thrivent Investment Management INC.
April 2008 - December 2019 · 11 yrs 8 mos
Thrivent Investment Management INC.Broker
April 2008 - December 2019 · 11 yrs 8 mos
Wachovia Securities, LLC
July 2001 - November 2006 · 5 yrs 4 mos
Wachovia Securities, LLCBroker
October 1990 - November 2006 · 16 yrs 1 mo
Piper, Jaffray & Hopwood IncorporatedBroker
November 1986 - October 1990 · 3 yrs 11 mos
Painewebber IncorporatedBroker
April 1984 - November 1986 · 2 yrs 7 mos
State Registrations9 states
AZCODCFLILNCTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Milwaukee, WI →All financial advisors in Wisconsin →