Luis Fondevila
Luis Fondevila is a registered investment advisor at Surety Investment Services, based in Los Angeles, CA, with 30 years of industry experience. Luis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 114 clients with $63M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $200K | 1.00% |
| $200K - $400K | 0.90% |
| $400K - $700K | 0.80% |
| $700K - $1.0M | 0.70% |
| $1.0M - $2.0M | 0.60% |
| $2.0M - $3.5M | 0.50% |
| $3.5M+ | 0.40% |
Fees are negotiable.
Fee Estimator
Location
4520 Wilshire Blvd., Suite 201, Los Angeles, CA, 90010
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2010Other Business ActivitiesSells Insurance
Luis is the President and an agent at Surety Investment Services since 1982, where he conducts securities, life insurance, and fixed annuity sales and service. He dedicates full-time hours to this role, with 120 hours per month spent during trading.
Employment History
Current Registrations
Surety Investment Services
Planmember Securities Corporation
Planmember Securities CorporationBroker
Planmember Securities Corporation
Previous Registrations
Aragon Financial Services, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.