Anthony Dacruz is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
Miami, FL
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2020Denied
Customer Dispute
March 2012Denied
Customer Dispute
May 2003Settled
Other Business Activities
Anthony is a partner in Tac House LLC, a recreational business, and spends a few hours per week on business development/growth. He is also a partner in Pebble in Your Shoe LLC dba Stumpy's Fairfield, another recreational business, and dedicates minimal time to business development/growth.
Employment History
Current Registrations
Morgan Stanley
July 2011 - Present · 15 yrs
Morgan StanleyBroker
July 2011 - Present · 15 yrs
Previous Registrations
RBC Capital Markets, LLC
October 2009 - August 2011 · 1 yr 10 mos
RBC Capital Markets, LLCBroker
October 2009 - August 2011 · 1 yr 10 mos
J. B. Hanauer & CO.
June 2002 - October 2009 · 7 yrs 4 mos
J. B. Hanauer & CO.Broker
May 1984 - October 2009 · 25 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1984 - January 1988 · 3 yrs 8 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.