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Abbas Khoshnevissan

Rockefeller Capital Management
41 Years of Experience
San Francisco, CA
Broker
View SEC Summary
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Abbas Khoshnevissan is a registered investment advisor at Rockefeller Capital Management, based in San Francisco, CA, with 41 years of industry experience. Abbas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 50,292 clients with $100B in assets under management.

Rockefeller Capital Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1028 advisors
Number of Clients
50,292 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$99.6B

Fee Structure

Planning is included in investment management (also available separately)
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Non-discretionary investment advisory and consulting fees are negotiable and max out at 2% of assets under management. Retirement plan services charge up to 1.25% with a $5,000 minimum annual fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Two Embarcadero Center, Suite 2320, San Francisco, CA, 94111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Abbas is a half owner of the San Francisco Fencer's Club, where he teaches children how to fence. He also co-owns a rental property called Balboa Rental; both activities require minimal time.

Employment History
Current Registrations
Rockefeller Capital Management
July 2019 - Present · 7 yrs 3 mos
Rockefeller Financial LLCBroker
July 2019 - Present · 7 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2008 - July 2019 · 11 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - July 2019 · 11 yrs 6 mos
UBS Financial Services INC.
August 2001 - February 2008 · 6 yrs 6 mos
UBS Financial Services INC.Broker
May 2001 - February 2008 · 6 yrs 9 mos
Bear, Stearns & CO. INC.Broker
April 1991 - May 2001 · 10 yrs 1 mo
Donaldson, Lufkin & Jenrette Securities CorporationBroker
April 1989 - April 1991 · 2 yrs
Shearson Lehman Hutton INC.Broker
May 1987 - April 1989 · 1 yr 11 mos
Wellington Securities, INC.Broker
June 1986 - May 1987 · 11 mos
Calvert Securities CorporationBroker
March 1985 - July 1986 · 1 yr 4 mos
Bretcourt Securities CorporationBroker
October 1984 - April 1985 · 6 mos
State Registrations18 states
AZCACODEFLGAILMNMTNCNVNYOHORTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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