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ChFC

Alton Howell

LPL Financial LLC
42 Years of Experience
Richmond, VA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Alton Howell is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Richmond, VA, with 42 years of industry experience. Alton is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Richmond, VA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alton operates Mid-Atlantic Financial Group, Inc. as a DBA for his LPL business, dedicating full-time hours. He is also an insurance agent and runs an insurance agency, spending about a quarter of his time on each.

Employment History
Current Registrations
LPL Financial LLCBroker
October 2018 - Present · 8 yrs
LPL Financial LLC
October 2018 - Present · 8 yrs
Previous Registrations
Woodbury Financial Services, INC.
October 2014 - October 2018 · 4 yrs
Woodbury Financial Services, INC.Broker
October 2014 - October 2018 · 4 yrs
LPL Financial LLC
August 2008 - November 2014 · 6 yrs 3 mos
LPL Financial LLCBroker
May 2007 - November 2014 · 7 yrs 6 mos
National Planning CorporationBroker
October 2006 - May 2007 · 7 mos
Jefferson Pilot Securities CorporationBroker
January 2004 - September 2006 · 2 yrs 8 mos
Capital Brokerage CorporationBroker
December 1997 - January 2004 · 6 yrs 1 mo
Forth Financial Securities, CorporationBroker
June 1984 - December 1997 · 13 yrs 6 mos
State Registrations13 states
ARCAIDKSMDMEMINCOKSCTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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