Alton Howell
Alton Howell is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Richmond, VA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Richmond, VA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alton operates Mid-Atlantic Financial Group, Inc. as a DBA for his LPL business, dedicating full-time hours. He is also an insurance agent and runs an insurance agency, spending about a quarter of his time on each.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
National Planning CorporationBroker
Jefferson Pilot Securities CorporationBroker
Capital Brokerage CorporationBroker
Forth Financial Securities, CorporationBroker
State Registrations13 states
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