Brady Smith
Brady Smith is a registered investment advisor at LPL Financial LLC, based in Richmond, VA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Richmond, VA
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Regulatory History (1)
Criminal
July 2002Other Business ActivitiesSells Insurance
Brady works as a firefighter for the Richmond Fire Department, dedicating significantly more than full-time hours to this role. He also works as an insurance agent selling non-variable insurance, spending a few hours per week on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Osaic Institutions, INC.Broker
Osaic Institutions, INC.
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
E*trade Securities LLCBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.