WB
WB

William Bower

18 Years of Experience
Richmond, VA
1 DisclosureBroker

William Bower is a registered investment advisor at LPL Financial LLC, based in Richmond, VA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

2100 E Cary St, Ste 203, Richmond, VA, 23223

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2014
Denied
Employment History
Current Registrations
LPL Financial LLC
September 2025 - Present · 8 mos
LPL Financial LLC
September 2025 - Present · 8 mos
LPL Financial LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
August 2023 - July 2024 · 11 mos
Fidelity Brokerage Services LLCBroker
August 2023 - July 2024 · 11 mos
Charles Schwab & CO., INC.
January 2022 - June 2023 · 1 yr 5 mos
Charles Schwab & CO., INC.Broker
January 2022 - June 2023 · 1 yr 5 mos
TD Ameritrade Investment Management, LLC
March 2021 - June 2023 · 2 yrs 3 mos
TD Ameritrade, INC.Broker
March 2021 - June 2023 · 2 yrs 3 mos
TD Ameritrade, INC.
March 2021 - October 2022 · 1 yr 7 mos
Raymond James Financial Services Advisors, INC
April 2010 - June 2020 · 10 yrs 2 mos
Raymond James Financial Services, INC.Broker
April 2010 - June 2020 · 10 yrs 2 mos
Wells Fargo Advisors, LLC
December 2007 - April 2010 · 2 yrs 4 mos
Wells Fargo Advisors, LLCBroker
November 2006 - April 2010 · 3 yrs 5 mos
Edward JonesBroker
October 2005 - April 2006 · 6 mos
Equico Securities, INC.Broker
November 1991 - March 1992 · 4 mos
The Equitable Life Assurance Society of the United StatesBroker
November 1991 - March 1992 · 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
William Bower - Financial Advisor | TrueAdvisor