David Cade
David Cade is a registered investment advisor at LPL Financial LLC, based in Houston, TX, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
738 Highway 6 S Ste 490, Houston, TX, 77079
Get directionsHistory
Regulatory History (2)
Judgment / Lien
July 2025Customer Dispute
August 2018Other Business ActivitiesSells Insurance
David is an insurance agent selling various insurance products and owns a college financial planning business. He also owns American Financial, through which he offers securities and investment advisory services full-time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
AmerifinancialBroker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Painewebber IncorporatedBroker
Everen Securities, INC.Broker
Prudential Securities IncorporatedBroker
Lehman Brothers INC.Broker
Oppenheimer & CO., INC.Broker
Rauscher Pierce Refsnes, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.