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Robert Platania

Wells Fargo Advisors
42 Years of Experience
Los Angeles, CA
1 DisclosureBroker
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Robert Platania is a registered investment advisor at Wells Fargo Advisors, based in Los Angeles, CA, with 42 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

12100 Wilshire Blvd, 925 9th Fl, Los Angeles, CA, 90025

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2001
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLC
October 2025 - Present · 1 yr
Wells Fargo Advisors
October 2025 - Present · 1 yr
Wells Fargo Advisors Financial Network, LLCBroker
October 2025 - Present · 1 yr
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2003 - October 2025 · 22 yrs 3 mos
Wells Fargo Advisors
July 2003 - October 2025 · 22 yrs 3 mos
Prudential Securities Incorporated
March 1998 - July 2003 · 5 yrs 4 mos
Prudential Securities IncorporatedBroker
January 1998 - July 2003 · 5 yrs 6 mos
Prudential Securities IncorporatedBroker
January 1998 - January 1998 · 0 mos
Smith Barney INC.Broker
July 1993 - January 1998 · 4 yrs 6 mos
Lehman Brothers INC.Broker
June 1987 - July 1993 · 6 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1984 - June 1987 · 3 yrs 1 mo
State Registrations25 states
AZCACOCTDCFLHIIDINMAMOMSMTNCNENJNVNYORRISCTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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