JL
JL

John Lawrence

31 Years of Experience
Los Angeles, CA
3 DisclosuresBroker

John Lawrence is a registered investment advisor at Wells Fargo Advisors, based in Los Angeles, CA, with 31 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

12100 Wilshire Blvd, 925 9th Fl, Los Angeles, CA, 90025

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2005
Settled
Customer Dispute
June 2005
Settled
Customer Dispute
February 2005
Denied
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
October 2025 - Present · 7 mos
Wells Fargo Advisors
October 2025 - Present · 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2003 - October 2025 · 22 yrs 3 mos
Wells Fargo Advisors
July 2003 - October 2025 · 22 yrs 3 mos
Prudential Securities Incorporated
July 2000 - July 2003 · 3 yrs
Prudential Securities IncorporatedBroker
July 2000 - July 2003 · 3 yrs
Dean Witter Reynolds INC.Broker
January 1995 - July 2000 · 5 yrs 6 mos
State Registrations5 states
CAFLNVORSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.