RD
RD
Raffe Deirmenjian
26 Years of Experience
Los Angeles, CA
4 DisclosuresBroker
Raffe Deirmenjian is a registered investment advisor at Wells Fargo Advisors, based in Los Angeles, CA, with 26 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
12100 Wilshire Blvd, 925 9th Fl, Los Angeles, CA, 90025
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2023Denied
Customer Dispute
August 2023Denied
Customer Dispute
October 2010Denied
Customer Dispute
July 2005Denied
Other Business Activities
Raffe co-owns rental property in Mammoth Lakes, CA with their spouse since 2021. This activity is investment-related and requires minimal time.
Employment History
Current Registrations
Wells Fargo Advisors
October 2025 - Present · 7 mos
Wells Fargo Advisors Financial Network, LLCBroker
October 2025 - Present · 7 mos
Previous Registrations
Wells Fargo Advisors
May 2011 - October 2025 · 14 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
May 2011 - October 2025 · 14 yrs 5 mos
Morgan Stanley Smith BarneyBroker
June 2009 - June 2011 · 2 yrs
Morgan Stanley Smith Barney LLC
June 2009 - June 2011 · 2 yrs
Citigroup Global Markets INC.
August 2004 - June 2009 · 4 yrs 10 mos
Citigroup Global Markets INC.Broker
August 2004 - June 2009 · 4 yrs 10 mos
Wachovia Securities, LLC
July 2003 - August 2004 · 1 yr 1 mo
Wachovia Securities, LLCBroker
July 2003 - August 2004 · 1 yr 1 mo
Prudential Securities Incorporated
March 2000 - July 2003 · 3 yrs 4 mos
Prudential Securities IncorporatedBroker
February 2000 - July 2003 · 3 yrs 5 mos
State Registrations24 states
AZCACOCTDCFLHIIDMAMOMSMTNCNENJNVNYORRISCTXVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.