Joseph Turley is a CFA, CFP-designated registered investment advisor at Breakwater Investment Management, based in Seattle, WA, with 22 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 157 clients with $250M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $5.0M | 0.85% |
| $5M+ | 0.85% |
Fees on assets in excess of $5,000,000 are negotiated.
Fee Estimator
Location
2033 Sixth Avenue, #1010, Seattle, WA, 98121
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joseph participates in the GLG Council, providing occasional short telephone consultations as an outside consultant. This activity requires minimal time and generates a small income.
Employment History
Current Registrations
Breakwater Investment Management
Previous Registrations
Ameriprise Financial Services, INC.
State Registrations1 state
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