Eugene Harris
Eugene Harris is a registered investment advisor at Osaic Wealth, INC., based in North Haven, CT, with 41 years of industry experience. Eugene operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
250 State Street, Suite B-1, North Haven, CT, 06473
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2018Other Business ActivitiesSells Insurance
Eugene owns Eugene W. Harris, LLC, a real estate rental and insurance business, and spends minimal time on it. He also owns Harris & Co. Wealth Management, where he offers tax preparation services for about a quarter of his time, and is an insurance agent offering various fixed insurance products, dedicating about 10-20% of his time.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Osaic Fs, INC.
Osaic Fs, INC.Broker
Polaris Advisory Services INC
Polaris Financial Services, INC.Broker
J. T. Moran & CO., INC.Broker
Buttonwood Securities Corporation of MassachusettsBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.