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ChFC
RK
ChFC

Richard Kamp

Regents Wealth Management, LLC
14 Years of Experience
Delaware, OH
9 Disclosures
View SEC Summary
View SEC Summary

Richard Kamp is a ChFC-designated registered investment advisor at Regents Wealth Management, LLC, based in Delaware, OH, with 14 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities, Estate Planning, Investment Management, Retirement Planning, and 1 more.

Regents Wealth Management, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.25%
$500K - $1.0M1.00%
$1M+0.75%

Fees are negotiable at the firm's discretion based on account size, anticipated level of service, and overall relationship.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Delaware, OH

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History

Regulatory History (9)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
October 2016
Final
Criminal
July 1972
Final Disposition
Criminal
February 1972
Final Disposition
Criminal
August 1971
Final Disposition
Criminal
February 1971
Final Disposition
Criminal
October 1969
Final Disposition
Criminal
September 1968
Final Disposition
Criminal
March 1966
Final Disposition
Criminal
April 1965
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Regents Wealth Management, LLC
March 2026 - Present · 7 mos
Previous Registrations
Next Financial Group, INC.Broker
January 2003 - April 2003 · 3 mos
Wachovia Securities Financial Network, INC.Broker
July 2001 - December 2002 · 1 yr 5 mos
Continental Investors Services, INC.Broker
August 1998 - June 2001 · 2 yrs 10 mos
Allied Group Merchant Banking CorporationBroker
June 1992 - December 1997 · 5 yrs 6 mos
Securities America, INC.Broker
July 1990 - August 1991 · 1 yr 1 mo
Kms Financial Services, INC.Broker
October 1985 - July 1988 · 2 yrs 9 mos
E. F. Hutton & Company INCBroker
March 1985 - June 1985 · 3 mos
Interpacific Investors Services, INC.Broker
December 1984 - January 1985 · 1 mo
State Registrations1 state
OH
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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