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JH
ChFC
JH
ChFC

John Haldeman

Hartford Funds
11 Years of Experience
Delaware, OH
1 DisclosureBroker
View SEC Summary
View SEC Summary

John Haldeman is a ChFC-designated registered investment advisor at Hartford Funds, based in Delaware, OH, with 11 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 75 clients with $150B in assets under management.

Hartford Funds
Compensation
Fee-Only (% of Portfolio)
Firm Size
47 advisors
IM Fee
Planning only
Assets Under Management
$152.1B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Delaware, OH

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History

Regulatory History (1)
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Criminal
November 2004
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Hartford Funds
May 2026 - Present · 5 mos
Hartford Funds Distributors, LLCBroker
May 2026 - Present · 5 mos
Hartford Funds Distributors, LLC
May 2026 - Present · 5 mos
Previous Registrations
Symetra Securities, INC.Broker
January 2023 - May 2026 · 3 yrs 4 mos
Nationwide Investment Advisors, LLC
April 2018 - January 2023 · 4 yrs 9 mos
Nationwide Investment Services CorporationBroker
April 2018 - January 2023 · 4 yrs 9 mos
Nationwide Securities, LLC
February 2017 - February 2018 · 1 yr
Nationwide Securities, LLCBroker
August 2015 - February 2018 · 2 yrs 6 mos
Nationwide Investment Services CorporationBroker
May 2015 - August 2015 · 3 mos
State Registrations1 state
OH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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