Michael Sullivan
Michael Sullivan is a CFP-designated registered investment advisor at Silver Oak Securities, INC., based in Delaware, OH, with 27 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 8,671 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Silver Oak Securities offers investment management through its Compass and AdvisorFX programs. The advisor fee is negotiable, with a maximum of 2% of assets. In addition to the advisor fee, there is a platform fee that includes a flat $45 per year and an asset-based fee between 0.08% and 0.15% for Compass accounts, and 0.20% for AdvisorFX accounts. Fees are billed quarterly or monthly, either in arrears or in advance. The platform fee covers access to account data, performance reporting, and other services.
Location
244 Paddock Court, Suite B, Delaware, OH, 43015
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Regulatory History (1)
Customer Dispute
April 2010Other Business ActivitiesSells Insurance
Michael is an insurance agent and president at Wealth Coach Financial Services, selling insurance products. He is also a member of F3 Advisors, LLC, for marketing and Seaside Golden Rule, LLC, for real estate rental, dedicating minimal time to each.
Employment History
Current Registrations
Silver Oak Securities, INC.
Silver Oak Securities, IncorporatedBroker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Adviser Dealer Services, INC.Broker
Bisys Fund Services Limited PartnershipBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.