Kenneth Supman
Kenneth Supman is a registered investment advisor at Raymond James & Associates, INC., based in Knoxville, TN, with 42 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.
Fee Estimator
Location
11400 Parkside Drive, Suite 200, Knoxville, TN, 37934
Get directionsHistory
Regulatory History (3)
Customer Dispute
February 2004Customer Dispute
July 2003Customer Dispute
October 2002Other Business Activities
Kenneth is the VP and a member of the board of directors for Westlands Condo Association, dedicating minimal time to oversight of the property management company. Kenneth also owns rental real estate property since 2006, spending minimal time on general oversight of leases.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Drexel Burnham Lambert IncorporatedBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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