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Kenneth Supman

41 Years of Experience
Knoxville, TN
3 DisclosuresBroker

Kenneth Supman is a registered investment advisor at Raymond James & Associates, INC., based in Knoxville, TN, with 41 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

11400 Parkside Drive, Suite 200, Knoxville, TN, 37934

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2004
Settled
Customer Dispute
July 2003
Denied
Customer Dispute
October 2002
Pending
Other Business Activities

Kenneth is the VP and a member of the board of directors for Westlands Condo Association, dedicating minimal time to oversight of the property management company. Kenneth also owns rental real estate property since 2006, spending minimal time on general oversight of leases.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
March 2013 - Present · 13 yrs 2 mos
Raymond James & Associates, INC.
March 2013 - Present · 13 yrs 2 mos
Raymond James & Associates, INC.
March 2013 - Present · 13 yrs 2 mos
Previous Registrations
Morgan Stanley
June 2009 - April 2013 · 3 yrs 10 mos
Morgan StanleyBroker
June 2009 - April 2013 · 3 yrs 10 mos
Citigroup Global Markets INC.
June 2007 - June 2009 · 2 yrs
Citigroup Global Markets INC.Broker
May 1989 - June 2009 · 20 yrs 1 mo
Drexel Burnham Lambert IncorporatedBroker
September 1984 - May 1989 · 4 yrs 8 mos
State Registrations12 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.