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John Wilson

Raymond James & Associates, INC.
48 Years of Experience
Knoxville, TN
2 DisclosuresBroker
View SEC Summary
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John Wilson is a registered investment advisor at Raymond James & Associates, INC., based in Knoxville, TN, with 48 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

11400 Parkside Drive, Suite 200, Knoxville, TN, 37934

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2002
Closed-No Action
Customer Dispute
November 1990
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

John is the author of a new book, a side hobby involving writing and publishing. He dedicates a few hours per week to this activity.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 8 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 8 mos
Previous Registrations
Morgan Keegan & Company, INC.
February 2004 - February 2013 · 9 yrs
Morgan Keegan & Company, INC.Broker
November 1996 - February 2013 · 16 yrs 3 mos
Prudential Securities IncorporatedBroker
June 1988 - November 1996 · 8 yrs 5 mos
Shearson Lehman Hutton INC.Broker
July 1981 - June 1988 · 6 yrs 11 mos
Paine, Webber, Jackson & Curtis INC.Broker
January 1980 - July 1981 · 1 yr 6 mos
Paine, Webber, Jackson & Curtis IncorporatedBroker
September 1978 - January 1980 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
December 1977 - September 1978 · 9 mos
State Registrations21 states
ALARCACOFLGAILKSKYMDMOMSNCNENYOKORSCTNTXWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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