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William Warner
53 Years of Experience
Knoxville, TN
4 DisclosuresBroker
William Warner is a registered investment advisor at Raymond James & Associates, INC., based in Knoxville, TN, with 53 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
11400 Parkside Drive, Suite 200, Knoxville, TN, 37934
Get directionsHistory
Regulatory History (4)
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Customer Dispute
June 2012Settled
Customer Dispute
June 2011Settled
Customer Dispute
January 2010Denied
Customer Dispute
July 2009Withdrawn
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
January 2004 - February 2013 · 9 yrs 1 mo
Morgan Keegan & Company, INC.Broker
February 1984 - February 2013 · 29 yrs
First Southeastern CompanyBroker
October 1977 - March 1984 · 6 yrs 5 mos
Paine, Webber, Jackson & Curtis IncorporatedBroker
January 1973 - November 1977 · 4 yrs 10 mos
State Registrations9 states
ALFLGAIDKYNCORTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.