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Arlene Wilson

Ameriprise Financial Services, LLC
42 Years of Experience
Wilmington, DE
1 DisclosureBroker
View SEC Summary
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Arlene Wilson is a registered investment advisor at Ameriprise Financial Services, LLC, based in Wilmington, DE, with 42 years of industry experience. Arlene is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1011 Centre Rd, Ste 100, Wilmington, DE, 19805-1270

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2004
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Arlene serves on the Board of Directors for the Jewish Fund for Future, part of the Jewish Federation of Delaware, dedicating minimal time. This activity is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 2011 - Present · 14 yrs 10 mos
Ameriprise Financial Services, LLC
November 2011 - Present · 14 yrs 11 mos
Ameriprise Financial Services, LLCBroker
November 2011 - Present · 14 yrs 11 mos
Previous Registrations
Ameriprise Financial Services, INC.
November 2011 - November 2011 · 0 mos
Morgan Stanley Smith Barney LLC
June 2009 - December 2011 · 2 yrs 6 mos
Morgan Stanley Smith BarneyBroker
June 2009 - December 2011 · 2 yrs 6 mos
Citigroup Global Markets INC.
March 2005 - June 2009 · 4 yrs 3 mos
Citigroup Global Markets INC.Broker
March 2005 - June 2009 · 4 yrs 3 mos
Citigroup Global Markets INC.
March 2005 - March 2005 · 0 mos
Wachovia Securities, LLC
August 2002 - March 2005 · 2 yrs 7 mos
Wachovia Securities, LLCBroker
August 2002 - March 2005 · 2 yrs 7 mos
Merrill Lynch Pierce Fenner & Smith INC.
May 1990 - August 2002 · 12 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1984 - August 2002 · 18 yrs 2 mos
State Registrations13 states
CADCDEFLGAMAMDMTNCNJOHPATN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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